WebNov 24, 2024 · Licensed firms will need to assess the competence of individuals applying to be licensed with the SFC based on the new standards. In terms of CPT requirements, a minimum of 10 CPT hours and 12 CPT hours will be required for licensed representatives and Responsible Officers respectively. Ethics and compliance is also brought to the … WebMar 29, 2024 · Job Title: Job Responsibilities: Prepare monthly financial reports of companies and FRR of licensed corporations for SFC submission. Assist in monitoring project valuation for interim review and annual audit, ensuring that the valuation results are reasonably reflected in the financial statements. Prepare financial analysis and …
Client Alert: Revised financial return forms
WebPeriods (IPs) and each IP has individual FFR submission requirements. • Off-cycle Program Specific FFRs – Some grant programs have requirements for FFRs to be … WebFootnotes. Reports must be submitted to the FRB on or before the stated due date, generally by 5 pm Central Time. The FR Y-6 is due to the FRB 90 calendar days after … ford alliance chambourcy
Client Alert: Revised financial return forms
WebAll licensed corporations regulated by the SFC are required to submit monthly or semi-annually financial resources returns through the SFC’s Electronic Submission of Financial Return (“eFRR”) system. Kroll provides support to firms to ensure they complete and return the required information in line with the SFC expectations. Preparation ... WebCourse curriculum. 1. SFC Financial Related Returns & Filing and FRR Compliance Knowledge. Step 1: Watch the Training Video. Step 2: Take Online Assessment … Webfinancial soundness and prudential risks. Although there is no change proposed for the FRR, the SFC considers that it is necessary to revise the financial return forms for collecting … ellen fornash attorney